本人/吾等乃贵公司证券户口_________号(“户口”)之户口持有人,本人/吾等之证券客户合约於_________签订。本人/吾等同意开立一个或多个证券买卖户口,并同意以本人/吾等名义或代表本人/吾等就证券买卖及相关事宜,通过网上交易服务运作户口,本人/吾等同意,户口由贵公司透过贵公司的网上交易服务按照证券客户合约及下列条款及条件(并受其规限)运作:
1.定义及解释
1.1 在本协议中,以下词语具有下列涵义:
“进入密码”指密码及户口号码;
“户口”指本人在贵公司开立的互联网买卖户口,经由网上交易服务运作;
“网上交易服务”指_________根据本协议提供的网上买卖服务,包括电子买卖服务,_________网址上的任何资料,以及其中的软件;
“电子买卖服务”指本人/吾等发出电子指令的设施,以及网上交易服务提供的资讯服务;
“指令”指以电子方式买卖证券的买卖指令或其他处理指令;
“互联网买卖政策”指有关网上交易服务运作的政策(经不时修订);
“密码”指本人/吾等与帐号一并使用的个人密码,据之可进入该服务;
“证券客户合约”指_________公司之现金客户协议书或保证金客户协议书;
“_________”指_________公司;
“帐号”指客户与密码一并使用的个人密码,据之可进入电子买卖服务,以及其他网上交易服务提供的服务;
1.2 单数词语包括众数词语,反之亦然。提到一种性别之处,包括所有性别。“人士”一词,包括商号或独资经营,合伙经营,集团及法人公司,反之亦然。
2.网上交易服务
2.1 本人/吾等了解,电子买卖服务为一半自动设施,让本人/吾等发出电子指令,并接收信息服务。
2.2 本人/吾等同意使用电子买卖服务,必须遵照本协议条款及证券客户合约。本人/吾等使用日後经由网上交易服务提供的其他服务,亦必须遵照本协议条款及客户协议书。
2.3 本人/吾等为户口项下电子买卖服务的唯一获授权使用者。本人/吾等需对进入密码的保密及使用承担责任。本人/吾等承认及同意,本人/吾等需就使用进入密码输进电子买卖服务的所有指令负责,而贵公司,贵公司董事,高级职员或雇员概毋需对本人/吾等,或经由本人/吾等提出申索的任何其他人士(就任何有关处理,错误处理或遗失任何指示)的申索承担责任。
2.4 本人/吾等承认,网上交易服务的所有人权益属贵公司。本人/吾等保证及承诺,本人/吾等不会(亦不会尝试)平扰,修改,拆解,易转,操纵或以其他方式修改(且亦不会尝试未获授权进入)网上交易服务的任何部份。本人吾等承认,若本人/吾等在任何时候违反是项保证及承诺,或实公司在任何时候合理怀疑本人/吾等违反是项保证及承诺,则贵公司可向本人/吾等采取法律行动。本人/吾等承诺,若本人/吾等知悉任何人士干犯本段上文所述任何行动,则本人/吾等须即时通知贵公司。
2. 本人/吾等进一步承认及同意,作为使用电子买卖服务发出指令的先决条件,若有下列情况,本人/吾等需即时通知贵公司:
a.有关户口的指令已经由电子买卖服务作出,而本人/吾等未收到命令编号;
b.有关户口的指令已经由电子买卖服务作出,而本人/吾等未收到对指令或其执行的准确认收(不论经硬本,电子或口头);
.本人/吾等收到交易指示的认收(不论经硬本,电子或口头),但该等交易指示并非本人/吾等作出,或其他类似的不一致情况;
d.本人/吾等知悉户口号码或密码的任何未经授权使用。
2.6 本人/吾等了解,贵公司拟备网上买卖政策,列出网上交易服务运作政策及程序。该政策可经由网址取得,在任何时候均适用。该政策的条款,对本人/吾等对使用网上交易服务具约束力。若本协议条款与网上买卖政策不一致,以本协议条款为准。
2.7 本人/吾等承认_________网址若提供报价服务,乃由贵公司不时指定的第三方提供者提供。本人/吾等承认及同意,对本人/吾等在任何方面因报价服务或因本人/吾等依赖该服务而发生或与之有关的任何损失,费用,支出,损害赔偿或申索贵公司概毋须承担责任。
2. 本人/吾等了解,就提供资讯而言,电子买卖服务只提供由第三方刊发的证券资料。因市场波动及资料传送过程的延误,该等资料可能并非有关证券或投资的实时市场报价。本人/吾等了解,虽然贵公司相信该等资料可靠,但没有独立基准可兹证实(否定)所提供资料的准确及完整性。本人/吾等了解,不应从所提供的任何证券或投资资料而推断贵公司作出任何推荐或认可。
2.9 本人/吾等了解,在电子买卖服务中提供的资料,以“现状”及“可提供”基准提供,贵公司并不保证该等资料的时候,顺序,准确性,足够性或完整性。贵公司没有就该等资料作出明示或默示保证(包括但不限於可商售性或就某一用途的适合性而作出的保证)。
2.10 本人/吾等接受经由互联网或其他电子方法或设施接受或取得服务以及经由互联网或其他电子设备或设施沟通或进行交易所带来的风险。
3.户口
3.1 本人/吾等承认,本人/吾等只可经由互联网进入户口,本人/吾等承认,若本人/吾等在经由互联网接触贵公司时有任何困难,本人/吾等需尝试使用其他方法与贵公司沟通,并把所遇困难知会贵公司。
3.2 开户口时,本人/吾等需在户口申请表上写明本人/吾等就使用该服务而存入首笔按金的款额。该款额可由本人/吾等亲自以支票,银行本票存入或以电传存入贵公司的办事处或银行户口。本人/吾等承认贵公司收到户口申请表上所载有效款项後,方会把进入密码通知本人/吾等。
4.指令——经网上交易服务买卖
4.1 如因故障,通讯设施传送失败,或通讯媒体不可靠或并非贵公司所能控制或预期的一或多项原因,以致在传送,收取或执行指令上有所延误贵公司毋须承担责任。
4.2 本人/吾等了解,向传播市场资料的各方提供市场资料的每一参与证券交易所或组织,对其提供的全部资料申张财产权益。本人/吾等亦了解,任何方概不保证市场资料或任何其他市场信息的时效,序列,准确或完整性。任何损失或损害,若因下列原因或由其产生,贵公司或任何传播方概毋须承担任何责任:任何该等资料,资讯或信息不准确,错误,延误或遗漏;或该等资料,资讯或信息传送或交付时的任何不准确,错误,延误或遗漏;或任何该等资料,资讯或信息因贵公司或任何传播方的疏忽行为以致无法履行或提供;或任何不可抗力事件;或任何其他非贵公司所能控制或任何传播方所能合理控制的其他原因。本人/吾等只会把股票报价用於自身用途,不会因任何原因向任何其他人士或实体提供该等资料。
4.3 本人/吾等承认,因无法预料的通讯挤塞及其他原因,互联网是存有内在不可靠性的通讯媒体,而该不可靠性非贵公司所能控制。本人/吾等承认,因该不可靠性,在传送及接收指令及其他资料时可能有延误,以致执行指令的延误及/或执行指令的价格与发出指令时的价格不同。本人/吾等进一步承认及同意,任何通讯均有误解或错误的风险,而该等风险需绝对由本人/吾等承担。本人/吾等承认及同意,指令一经发出,通常不可取消。
.境外指令
若本人/吾等在香港以外地方向贵公司发出指令,本人/吾等同意确保及声明,该等指令严格遵守该等指令发出时所在相关司法辖区的任何适用法律。本人/吾等进一步同意,本人/吾等有疑问时会谘询相关司法辖区的法律顾问。本人/吾等接受在香港以外地区发出的指令,可能需向相关当局支付税费,本人/吾等同意支付该等适用税费。本人/吾等同意,按要求弥偿贵公司因本人/吾等在香港以外地区发出指令而发生的任何损害,损失,费用,法律程序,要求或申索。
6.风险披露声明
电子交易风险在交易高峰,市场波动,系统升级及维护或其他时间,互联网或其他电子设施的进入可能会受到限制甚至无法进入。通过互联网或其他电子设施进行的交易可能会因不可预测的流量堵塞和其他贵公司无法控制的原因而受到干扰,传输中断,以及传输延误。由於技术上的制约,互联网是一种不完全可靠的通讯媒介。由於这种不可靠性原因,交易指令及其他资讯的传输和接收可能会有延误,而这会导致交易指令在执行上的延误,或者交易执行的价格已不同于指令发出时的市场价格。而且,通信和个人资料可能会被未经授权的第三方取得,且在通信上会存在误解或错误的风险,而这些风险将完全由本人/吾等承担。本人/吾等确认并同意,交易指令一旦发出通常将不可能取消。
签署确认
本人/吾等,为下述签署人,兹承认本人/吾等已阅读,知悉,及明白本协议之内容并接受其条款及条件。
客户(签字):_________客户主任(签字):_________
_________年____月____日_________年____月____日
见证人(签字):_________
_________年____月____日
附件
i/we a/are the lient holdin the seurities aount(s) with you nubered _________ (the "aount") and refer to y/our ash/arin lient's areeents in respet of the aount dated _________. i/we aree that the aount ay be to open one or ore seurities tradin aount(s) (the "aount") to be operated throuh internet trade servie,in y/our nae or on y/our behalf for the purpose of and in onnetion with the sale and purhase of seurities,and i/we aree that the aount shall be operated in aordane with and subjet to the followin ters and onditions in addition to the seurities lient's areeent:
i/we a/are the lient holdin the seurities aount(s) with you nubered _________ (the "aount") and refer to y/our ash/arin lient's areeents in respet of the aount dated _________. i/we aree that the aount ay be to open one or ore seurities tradin aount(s) (the "aount") to be operated throuh internet trade servie,in y/our nae or on y/our behalf for the purpose of and in onnetion with the sale and purhase of seurities,and i/we aree that the aount shall be operated in aordane with and subjet to the followin ters and onditions in addition to the seurities lient's areeent:-
1. definition and onstrution
1. definition and onstrution
1.1 in this areeent,the followin ters shall bear the followin eanins:
1.1 in this areeent,the followin ters shall bear the followin eanins:
" aess odes" eans toether the password and the user nae;
(1)" aess odes" eans toether the password and the user nae;
(2)" aount" eans y internet seurities tradin aount with you operated throuh the internet trade servie;
" aount" eans y internet seurities tradin aount with you operated throuh the internet trade servie;
"internet trade servie" eans the on-line seurities tradin servie provided by _________ under this areeent oprisin the eletroni tradin ervie,any inforation ontained in _________ web site and the software oprised in the;
(3)"internet trade servie" eans the on-line seurities tradin servie provided by _________ under this areeent oprisin the eletroni tradin ervie,any inforation ontained in _________ web site and the software oprised in the;
(4)"eletroni tradin servie" eans the faility whih enables e/us to ive eletroni instrutions and to aess the inforation servies provided by the internet trade;
"eletroni tradin servie" eans the faility whih enables e/us to ive eletroni instrutions and to aess the inforation servies provided by the internet trade;
"instrution" eans any instrution for the buyin or sellin of or otherwise dealin in any seurities;
()"instrution" eans any instrution for the buyin or sellin of or otherwise dealin in any seurities;
(6)"internet tradin poliy" eans the poliy relatin to the operation of the internet trade servie as aended fro tie to tie;
"internet tradin poliy" eans the poliy relatin to the operation of the internet trade servie as aended fro tie to tie;
"password" eans y/our personal password used in onjuntion with the user nae to ain aess to the servie;
(7)"password" eans y/our personal password used in onjuntion with the user nae to ain aess to the servie;
()"lient's areeent" eans _________ ash lient's areeent or arin lient's areeent;
"lient's areeent" eans _________ ash lient's areeent or arin lient's areeent;
"_________" eans _________ seurities liited;
(9)"_________" eans _________ seurities liited;
(10)"user nae" eans the lient's personal identifiation used in onjuntion with the password to ain aess to the eletroni tradin servie and other servies offered by phoenix apital.
"user nae" eans the lient's personal identifiation used in onjuntion with the password to ain aess to the eletroni tradin servie and other servies offered by phoenix apital.
1.2 words denotin the sinular shall inlude the plural and vie versa, referene to one ender shall inlude all enders and words denotin person shall inlude a fir or sole proprietorship,partnership,syndiate and orporation and vie versa.
1.2 words denotin the sinular shall inlude the plural and vie versa, referene to one ender shall inlude all enders and words denotin person shallinlude a fir or sole proprietorship,partnership,syndiate and orporation and vie versa.
2. internet trade servie
2. internet trade servie
2.1 i/we understand that the eletroni tradin servie is sei-autoated faility whih enables e/us to send eletroni instrutions and reeive inforation servies.
2.1 i/we understand that the eletroni tradin servie is sei-autoated faility whih enables e/us to send eletroni instrutions and reeive inforation servies.
2.2 i/we aree to use the eletroni tradin servie and any additional servies offered throuh the internet trade servie only in aordane with the ters of this areeent in addition to the lient's areeent.
2.2 i/we aree to use the eletroni tradin servie and any additional servies offered throuh the internet trade servie only in aordane with the ters of this areeent in addition to the lient's areeent.
2.3 i/we shall be the only authoried user of the eletroni tradin servie under the aount.i/we understand and aknowlede that the internet trade servie relies on the aess odes to authentiate e/us as the authoried user for the aount.i/we shall be responsible for the onfidentiality and use of the aess odes. i/we aknowlede and aree that i/we shall be solely responsible for all instrutions entered throuh the eletroni tradin servie usin the aess ode and neither you nor your diretors,offiers or eployees shall have any liability to e/us,or to any other person whose lai ay arise throuh e/us,for any lais with respet to the handlin, ishandlin or loss of any instrution.
2.3 i/we shall be the only authoried user of the eletroni tradin servie under the aount.i/we understand and aknowlede that the internet trade servie relies on the aess odes to authentiate e/us as the authoried user for the aount.i/we shall be responsible for the onfidentiality and use of the aess odes. i/we aknowlede and aree that i/we shall be solely responsible for all instrutions entered throuh the eletroni tradin servie usin the aess ode and neither you nor your diretors,offiers or eployees shall have any liability to e/us,or to any other person whose lai ay arise throuh e/us,for any lais with respet to the handlin, ishandlin or loss of any instrution.
2.4 i/we aknowlede that the internet trade servie is proprietary to you. i/we warrant and undertake that i/we shall not, and shall not attept to, taper with, odify, deopile, reverse enineer or otherwise alter in any way, and shall not attept to ain unauthoried aess to, any part of the internet trade servie. i/we aknowlede that you ay take leal ation aainst e/us, if i/we at any tie breah this warranty and undertakin or if you at any tie reasonably suspet that i/we have breahed the sae. i/we undertake to notify you iediately if i/we beoe aware that any of the ations desribed above in this pararaph is bein perpetrated by any other person.
2.4 i/we aknowlede that the internet trade servie is proprietary to you. i/we warrant and undertake that i/we shall not, and shall not attept to, taper with, odify, deopile, reverse enineer or otherwise alter in any way, and shall not attept to ain unauthoried aess to, any part of the internet trade servie. i/we aknowlede that you ay take leal ation aainst e/us, if i/we at any tie breah this warranty and undertakin or if you at any tie reasonably suspet that i/we have breahed the sae. i/we undertake to notify you iediately if i/we beoe aware that any of the ations desribed above in this pararaph is bein perpetrated by any other person.
2. i/we further aknowlede and aree that, as a ondition of usin the eletroni tradin servie to ive instrutions, i/we shall iediately notify you if:
2. i/we further aknowlede and aree that, as a ondition of usin the eletroni tradin servie to ive instrutions, i/we shall iediately notify you if:
(1)an instrution in respet of the aount has been plaed throuh the eletroni tradin servie and i/we have not reeived an order nuber;
a. an instrution in respet of the aount has been plaed throuh the eletroni tradin servie and i/we have not reeived an order nuber;
b. an instrution in respet of the aount has been plaed throuh the eletroni tradin servie and i/we have not reeived an aurate aknowledeent of the instrution or of its exeution (whether by hard opy, eletroni or verbal eans);
(2)an instrution in respet of the aount has been plaed throuh the eletroni tradin servie and i/we have not reeived an aurate aknowledeent of the instrution or of its exeution (whether by hard opy, eletroni or verbal eans);
(3)i/we have reeived aknowledeent (whether by hard opy, eletroni or verbal eans) of a transation whih i/we did not instrut or any siilar onflit; or
. i/we have reeived aknowledeent (whether by hard opy, eletroni or verbal eans) of a transation whih i/we did not instrut or any siilar onflit; or
d.i/we beoe aware of any unauthoried use of the user nae or password.
2.6 i/we understand that you shall prepare the internet tradin poliy settin out the operation poliy and proedures of the internet trade servie appliable at any tie whih shall be available at the internet trade web site the ters of whih shall be bindin on e/us in respet of y/our use of the internet trade servie. in the event of inonsistenies between the ters of this areeent and the internet tradin poliy, the ters of this areeent shall prevail.
(4)i/we beoe aware of any unauthoried use of the user nae or password.
2.6 i/we understand that you shall prepare the internet tradin poliy settin out the operation poliy and proedures of the internet trade servie appliable at any tie whih shall be available at the internet trade web site the ters of whih shall be bindin on e/us in respet of y/our use of the internet trade servie. in the event of inonsistenies between the ters of this areeent and the internet tradin poliy, the ters of this areeent shall prevail.
2.7 i/we aknowlede that the prie quotation servie, if any, for seurities, available at the internet trade web site is provided by a third party provider appointed by you fro tie to tie. i/we aknowlede and aree that you shall not be responsible to e/us for any losses,osts, expenses, daaes or lais whih i/we ay suffer as a result of or in onnetion with any aspet of the quote servie inludin y/our reliane on suh servie.
2.7 i/we aknowlede that the prie quotation servie, if any, for seurities, available at the internet trade web site is provided by a third party provider appointed by you fro tie to tie. i/we aknowlede and aree that you shall not be responsible to e/us for any losses,osts, expenses, daaes or lais whih i/we ay suffer as a result of or in onnetion with any aspet of the quote servie inludin y/our reliane on suh servie.
2. i/we understand that the eletroni tradin servies ay provide, for inforational purpose only, data about seurities published by third parties. owin to arket volatility and possible delay in the data-transission proess, the data ay not be real-tie arket quotes for the relevant seurities or investent. i/we understand that whilst you believe suh data to be reliable, there is no independent basis for you to verify or ontradit the auray or opleteness of the inforation provided by third parties. i/we understand that no reoendation or endorseent fro you shall be inferred fro the data provided with respet to any seurities or investent.
2. i/we understand that the eletroni tradin servies ay provide, for inforational purpose only, data about seurities published by third parties. owin to arket volatility and possible delay in the data-transission proess, the data ay not be real-tie arket quotes for the relevant seurities or investent. i/we understand that whilst you believe suh data to be reliable, there is no independent basis for you to verify or ontradit the auray or opleteness of the inforation provided by third parties. i/we understand that no reoendation or endorseent fro you shall be inferred fro the data provided with respet to any seurities or investent.
2.9 i/we understand that inforation provided in the eletroni tradin servies is provided on an ''as is", ''as available" basis and you do not uarantee the tieliness, sequene, auray,adequay or opleteness of suh inforation. you ive no express or iplied warranties (inludin but not liited to warranties of erhantability or fitness for a partiular use) with respet to suh inforation.
2.9 i/we understand that inforation provided in the eletroni tradin servies is provided on an ''as is", ''as available" basis and you do not uarantee the tieliness, sequene, auray,adequay or opleteness of suh inforation. you ive no express or iplied warranties (inludin but not liited to warranties of erhantability or fitness for a partiular use) with respet to suh inforation.
2.10 i/we aept the risks of reeivin or ainin aess to servies throuh and ouniatin and ondutin transations over the internet or other eletroni eans or failities for the purpose of the internet trade servie.
3. the aount
2.10 i/we aept the risks of reeivin or ainin aess to servies throuh and ouniatin and ondutin transations over the internet or other eletroni eans or failities for the purpose of the internet trade servie.
3. the aount
3.1 i/we aknowlede that i/we ay only aess the aount throuh the internet and i/we aree that should i/we experiene any probles in reahin you throuh the internet, i/we shall attept to use alternative ethods to ouniate with you and infor you of the diffiulty i/we a/are experienin.
3.1 i/we aknowlede that i/we ay only aess the aount throuh the internet and i/we aree that should i/we experiene any probles in reahin you throuh the internet, i/we shall attept to use alternative ethods to ouniate with you and infor you of the diffiulty i/we a/are experienin.
3.2 when openin the aount, i/we shall state in the aount appliation the aount of y/our initial deposit of funds in the aount for the use with the internet trade servie. suh aount shall be paid to your offies or bank aount either by heque, bankers draft or teleraphi transfer. i/we aknowlede that the aess odes shall not be notified to e/us until leared funds in the aount stated on the aount appliation have been reeived by you.
4. instrutions- dealins throuh the internet trade servie
3.2 when openin the aount, i/we shall state in the aount appliation the aount of y/our initial deposit of funds in the aount for the use with the internet trade servie. suh aount shall be paid to your offies or bank aount either by heque, bankers draft or teleraphi transfer. i/we aknowlede that the aess odes shall not be notified to e/us until leared funds in the aount stated on the aount appliation have been reeived by you.
4. instrutions- dealins throuh the internet trade servie
4.1 you shall not be responsible for delays in the transission, reeipt or exeution of instrutions due to either transission of ouniation failities, or unreliable ediu of ouniation or to any other ause or auses beyond your ontrol or antiipation.
4.1 you shall not be responsible for delays in the transission, reeipt or exeution of instrutions due to either transission of ouniation failities, or unreliable ediu of ouniation or to any other ause or auses beyond your ontrol or antiipation.
4.2 i/we understand that eah partiipatin seurities exhane or assoiation asserts a proprietary interest in all of the arket data it furnishes to the parties who disseinate suh data. i/we also understand that no party uarantees the tieliness, sequene, auray or opleteness of arket data or any other arket inforation. neither you nor any disseinatin party shall be liable in any way for any loss or daae arisin fro or aused by any inauray, error or delay in or oission fro any suh data, inforation or essae, or the transission or delivery of the sae, non-perforane or interruption of any suh data, essae or inforation due to any nelient at of you or any disseinatin party, or to any fore ajeure event, or any other ause beyond your ontrol or the reasonable ontrol of any disseinatin party. i/we shall use stok quotation for y/our individual use only and shall not furnish suh data to any other person or entity for any reason.
4.2 i/we understand that eah partiipatin seurities exhane or assoiation asserts a proprietary interest in all of the arket data it furnishes to the parties who disseinate suh data. i/we also understand that no party uarantees the tieliness, sequene, auray or opleteness of arket data or any other arket inforation. neither you nor any disseinatin party shall be liable in any way for any loss or daae arisin fro or aused by any inauray, error or delay in or oission fro any suh data, inforation or essae, or the transission or delivery of the sae, non-perforane or interruption of any suh data, essae or inforation due to any nelient at of you or any disseinatin party, or to any fore ajeure event, or any other ause beyond your ontrol or the reasonable ontrol of any disseinatin party. i/we shall use stok quotation for y/our individual use only and shall not furnish suh data to any other person or entity for any reason.
4.3 i/we aknowlede that the internet is, due to unpreditable traffi onestion and other reasons, an inherently unreliable ediu of ouniation and that suh unreliability is beyond your ontrol. i/we aknowlede that, as a result of suh unreliability, there ay be delays in the transission and reeipt of instrutions and other inforation and that this ay result in delays in the exeution of instrutions and/or the exeution of instrutions at pries different fro those prevailin at the tie the instrutions were iven. i/we further aknowlede and aree that there are risks of isunderstandin or errors in any ouniation and that suh risks shall be absolutely borne by e/us. i/we aknowlede and aree that instrution ay not be anelled after it has been iven.
. instrutions outside hon kon
4.3 i/we aknowlede that the internet is, due to unpreditable traffi onestion and other reasons, an inherently unreliable ediu of ouniation and that suh unreliability is beyond your ontrol. i/we aknowlede that, as a result of suh unreliability, there ay be delays in the transission and reeipt of instrutions and other inforation and that this ay result in delays in the exeution of instrutions and/or the exeution of instrutions at pries different fro those prevailin at the tie the instrutions were iven. i/we further aknowlede and aree that there are risks of isunderstandin or errors in any ouniation and that suh risks shall be absolutely borne by e/us. i/we aknowlede and aree that instrution ay not be anelled after it has been iven.
. instrutions outside hon kon
if i/we ive any instrution to you outside hon kon, i/we aree to ensure and represent that suh instrution will have been iven in opliane with any appliable law of the relevant jurisdition fro whih y instrution is iven, and i/we further aree that i/we shall, when in doubt, onsult leal advisers and other professionals of the relevant jurisdition. i/we aept that there ay be taxes or hares payable to relevant authorities in respet to any instrution iven outside hon kon , and i/we aree to pay suh taxes or hares as possible.
6. risk dislosure stateent
if i/we ive any instrution to you outside hon kon, i/we aree to ensure and represent that suh instrution will have been iven in opliane with any appliable law of the relevant jurisdition fro whih y instrution is iven, and i/we further aree that i/we shall, when in doubt, onsult leal advisers and other professionals of the relevant jurisdition. i/we aept that there ay be taxes or hares payable to relevant authorities in respet to any instrution iven outside hon kon , and i/we aree to pay suh taxes or hares as possible.
6. risk dislosure stateent
risk of eletroni tradin. aess to the internet or other eletroni devies ay be liited or unavailable durin periods of peak deand, arket volatility, systes uprades or aintenane or for other reasons. transations onduted throuh the internet or other eletroni devies ay be subjet to interruption, transission blakout, and delayed transission due to unpreditable traffi onestion and other reasons beyond your ontrol. internet is, due to tehnial liitation, an inherently unreliable ediu if ouniation. as a result of suh unreliability, there ay be delays in the transission and reeipt of instrutions and other inforation and that this ay result in delays in the exeution of instrutions and/or the exeution of instrutions at pries different fro those prevailin pries at the tie the instrutions are iven. oreover, ouniations and personal data ay be aessed by authoried third parties; and there are risks of isunderstandin or errors in any ouniation and that suh risks shall be absolutely borne by e/us. i/we aknowlede and aree that it shall not usually be possible to anel an instrution after it has been iven.
aknowledeent
risk of eletroni tradin. aess to the internet or other eletroni devies ay be liited or unavailable durin periods of peak deand, arket volatility, systes uprades or aintenane or for other reasons. transations onduted throuh the internet or other eletroni devies ay be subjet to interruption, transission blakout, and delayed transission due to unpreditable traffi onestion and other reasons beyond your ontrol. internet is, due to tehnial liitation, an inherently unreliable ediu if ouniation. as a result of suh unreliability, there ay be delays in the transission and reeipt of instrutions and other inforation and that this ay result in delays in the exeution of instrutions and/or the exeution of instrutions at pries different fro those prevailin pries at the tie the instrutions are iven. oreover, ouniations and personal data ay be aessed by authoried third parties; and there are risks of isunderstandin or errors in any ouniation and that suh risks shall be absolutely borne by e/us. i/we aknowlede and aree that it shall not usually be possible to anel an instrution after it has been iven.
aknowledeent
i/we,the undersined, hereby aknowlede that i/we have read, is/are aware of and understand the ontents of the lient's areeent and aept its ters and onditions thereof.
date:_________.
i/we,the undersined, hereby aknowlede that i/we have read, is/are aware of and understand the ontents of the lient's areeent and aept its ters and onditions thereof.
lient(sinature):_________aount exeutive(sinature):_________
print nae of lient:_________
date:_________ date:_________
sined by aount exeutive:_________
witness(sinature):_________
print nae of witness:_________
date:_________



